TrueAdvisor
TrueAdvisor
NM
NM

Nicholas Mathiason

Wells Fargo Advisors
20 Years of Experience
Charlotte, NC
1 DisclosureBroker
View SEC Summary
View SEC Summary

Nicholas Mathiason is a registered investment advisor at Wells Fargo Advisors, based in Charlotte, NC, with 20 years of industry experience. Nicholas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

15801 Brixham Hill Ave, Ste 100, Charlotte, NC, 28277

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2017
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
June 2006 - Present · 20 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
April 2006 - Present · 20 yrs 6 mos
State Registrations20 states
ALAZCAFLGALAMAMIMNNCNVNYOHOKORPASCTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Charlotte, NC →All financial advisors in North Carolina →