JY
JY
John Yannick
19 Years of Experience
Rockledge, FL
1 DisclosureBroker
John Yannick is a registered investment advisor at Cetera Investment Advisers LLC, based in Rockledge, FL, with 19 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...
Location
3836 Murrel Rd, Rockledge, FL, 32955
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2025Closed-No Action
Other Business Activities
John owns and rents out a residential townhome.
Employment History
Current Registrations
Cetera Investment Advisers LLC
May 2018 - Present · 8 yrs
Cetera Investment Services LLCBroker
May 2018 - Present · 8 yrs
Previous Registrations
American Portfolios Advisors, INC
July 2016 - May 2018 · 1 yr 10 mos
American Portfolios Financial Services, INC.Broker
July 2016 - May 2018 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2009 - May 2016 · 6 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2009 - May 2016 · 6 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2006 - June 2009 · 2 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2006 - June 2009 · 3 yrs 1 mo
State Registrations20 states
ALAZCACTFLGAILKSMDMNMSNCNJNYOHSCTNTXWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.