Mauro Calderon is a CFA-designated registered investment advisor at Dcm Advisors, LLC, based in New York, NY, with 19 years of industry experience. Mauro operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 57 clients with $220M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
DCM Advisors charges a percentage of your portfolio's value each year for investment management. The specific rate depends on the investment strategy used.
DCM All Cap Strategy:
- First $5,000,000: 0.80%
- Next $10,000,000: 0.75%
- Next $25,000,000: 0.68%
- Next $40,000,000: 0.60%
- Remainder: 0.52%
DCM Large Cap Value Strategy:
- First $25,000,000: 0.75%
- Remainder: 0.60%
For individualized asset management services, the fee is negotiable but generally varies between 0.50% and 1.20%, depending on the size and composition of your portfolio and the type of services rendered.
Location
33 Whitehall Street, 11th Floor, New York, NY, 10004
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Mauro is an investment advisor at DCM Advisors LLC, starting in August 2024. This activity requires minimal time.
Employment History
Current Registrations
Dcm Advisors, LLC
Dinosaur Financial Group, L.L.CBroker
Previous Registrations
Calyon Securities (USA) INCBroker
State Registrations8 states
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