JM
JM

Jasper Mallard

18 Years of Experience
Vancouver, WA

Jasper Mallard is a registered investment advisor at Fisher\smb, based in Vancouver, WA, with 18 years of industry experience. Jasper operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 1,847 clients with $5.5B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
50 advisors
IM Fee
Planning only
Assets Under Management
$5.5B

Fee Structure

Minimum Investment:$1.5M
Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

222 NE Park Plaza Drive, Suite 205, Vancouver, WA, 98684

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Fisher\smb
July 2024 - Present · 2 yrs 2 mos
Previous Registrations
Fisher Investments
March 2022 - July 2024 · 2 yrs 4 mos
Cambridge Investment Research Advisors, INC.
January 2016 - February 2022 · 6 yrs 1 mo
HUB International Investment Services INC.Broker
January 2016 - February 2022 · 6 yrs 1 mo
Cambridge Investment Research, INC.Broker
January 2016 - February 2022 · 6 yrs 1 mo
HUB International Investment Services INC. (hiis)
January 2016 - December 2020 · 4 yrs 11 mos
Planmember Securities CorporationBroker
January 2012 - January 2016 · 4 yrs
Planmember Securities Corporation
January 2012 - January 2016 · 4 yrs
Cambridge Investment Research Advisors, INC.
January 2007 - December 2010 · 3 yrs 11 mos
Cambridge Investment Research, INC.Broker
September 2006 - December 2010 · 4 yrs 3 mos
State Registrations1 state
WA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Jasper Mallard - Financial Advisor | TrueAdvisor