Vicky Katwala is a registered investment advisor at Morgan Stanley, based in Chicago, IL, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
233 S Wacker Dr., Suite 8600, Chicago, IL, 60606
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
April 2014 - Present · 12 yrs 1 mo
Morgan StanleyBroker
April 2014 - Present · 12 yrs 1 mo
Morgan Stanley
April 2014 - Present · 12 yrs 1 mo
Previous Registrations
Calamos Advisors LLC
December 2012 - March 2014 · 1 yr 3 mos
Calamos Financial Services LLCBroker
September 2011 - March 2014 · 2 yrs 6 mos
Morgan Stanley Smith Barney LLC
December 2009 - September 2011 · 1 yr 9 mos
Morgan Stanley Smith BarneyBroker
June 2009 - September 2011 · 2 yrs 3 mos
Citigroup Global Markets INC.Broker
June 2007 - June 2009 · 2 yrs
State Registrations36 states
ALAZCACOCTDCFLGAHIIAILINLAMAMDMIMNMOMSNCNENJNVNYOHORPASCSDTNTXUTVAWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.