Aaron Hobart is a registered investment advisor, based in Northwood, NH, with 19 years of industry experience. Aaron is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Northwood, NH
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Aaron is a member/co-owner of Matty and the Penders LLC, working as a musician since 2020. This takes about 10-20% of his time.
Employment History
Current Registrations
Cambridge Investment Research, INC.
September 2022 - Present · 4 yrs 1 mo
Cambridge Investment Research, INC.Broker
September 2022 - Present · 4 yrs 1 mo
Cambridge Investment Research Advisors, INC.
September 2022 - Present · 4 yrs 1 mo
Previous Registrations
Fidelity Personal and Workplace Advisors
February 2022 - September 2022 · 7 mos
Fidelity Brokerage Services LLCBroker
January 2022 - September 2022 · 8 mos
Cambridge Investment Research, INC.Broker
August 2017 - December 2021 · 4 yrs 4 mos
Cambridge Investment Research Advisors, INC.
August 2017 - December 2021 · 4 yrs 4 mos
Cetera Investment Services LLCBroker
August 2016 - March 2017 · 7 mos
Cetera Investment Advisers LLC
August 2016 - March 2017 · 7 mos
Invest Financial Corporation
August 2014 - July 2016 · 1 yr 11 mos
Invest Financial CorporationBroker
August 2014 - July 2016 · 1 yr 11 mos
J.P. Morgan Securities LLC
September 2013 - August 2014 · 11 mos
J.P. Morgan Securities LLCBroker
September 2013 - August 2014 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2011 - September 2013 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2011 - September 2013 · 1 yr 11 mos
Morgan Keegan & Company, INC.
July 2010 - October 2011 · 1 yr 3 mos
Morgan Keegan & Company, INC.Broker
June 2010 - October 2011 · 1 yr 4 mos
Suntrust Investment Services, INC.
November 2006 - June 2010 · 3 yrs 7 mos
Suntrust Investment Services, INC.Broker
November 2006 - June 2010 · 3 yrs 7 mos
Ameriprise Financial Services, INC.
May 2006 - August 2006 · 3 mos
Ameriprise Financial Services, INC.Broker
April 2006 - August 2006 · 4 mos
State Registrations2 states
IANH
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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