EK
EK
Edwin Kumar
17 Years of Experience
Santa Barbara, CA
1 DisclosureBroker
Edwin Kumar is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Santa Barbara, CA, with 17 years of industry experience. Edwin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1140 advisors
IM Fee
Planning only
Assets Under Management
$1.5B
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Loading...
Location
24 E Carrillo St, Santa Barbara, CA, 93101
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
June 2019Final
Employment History
Current Registrations
U.S. Bancorp Advisors, LLC
February 2026 - Present · 7 mos
U.S. Bancorp Advisors, LLCBroker
February 2026 - Present · 7 mos
Previous Registrations
U.S. Bancorp Investments, INC.
December 2018 - February 2026 · 7 yrs 2 mos
U.S. Bancorp Investments, INC.Broker
December 2018 - February 2026 · 7 yrs 2 mos
J.P. Morgan Securities LLC
October 2012 - August 2018 · 5 yrs 10 mos
J.P. Morgan Securities LLCBroker
October 2012 - August 2018 · 5 yrs 10 mos
Chase Investment Services CORP.Broker
December 2009 - October 2012 · 2 yrs 10 mos
Chase Investment Services CORP.
December 2009 - October 2012 · 2 yrs 10 mos
AXA Advisors, LLCBroker
June 2009 - October 2009 · 4 mos
AXA Advisors, LLC
June 2009 - October 2009 · 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2007 - April 2008 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2007 - April 2008 · 11 mos
Ameriprise Financial Services, INC.Broker
August 2006 - February 2007 · 6 mos
Ameriprise Financial Services, INC.
August 2006 - February 2007 · 6 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.