AF
AF

Autumn Farrington

19 Years of Experience
Greenwood Village, CO
Broker

Autumn Farrington is a registered investment advisor at RBC Capital Markets, LLC, based in Greenwood Village, CO, with 19 years of industry experience. Autumn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

5251 Dtc Parkway, Suite 1200, Greenwood Village, CO, 80111-2737

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Autumn is an independent contractor/consultant for DoTerra, assisting oil users with orders and needs, dedicating minimal time. She is also a passive owner of farmland, Farrington Farm, dedicating minimal time.

Employment History
Current Registrations
RBC Capital Markets, LLC
December 2006 - Present · 19 yrs 5 mos
RBC Capital Markets, LLC
October 2006 - Present · 19 yrs 7 mos
RBC Capital Markets, LLCBroker
October 2006 - Present · 19 yrs 7 mos
State Registrations37 states
ALARAZCACOCTDCFLGAHIIAIDILINKYMAMDMIMNMOMTNCNENJNMNVOHORPASCTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.