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Joshua Marcum

LPL Financial LLC
20 Years of Experience
Nashville, TN
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Joshua Marcum is a registered investment advisor at LPL Financial LLC, based in Nashville, TN, with 20 years of industry experience. Joshua is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

404 Bna Drive Ste 404, Nashville, TN, 37217

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History

Regulatory History (1)
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Criminal
November 2001
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Joshua owns rental real estate since 2011 and is affiliated with Elevation Wealth Advisors as a DBA for his LPL business. He also works with various insurance carriers through W & R Insurance Agencies, and is involved with Sinor Marcum Group LLC full-time for tax/investment purposes only.

Employment History
Current Registrations
LPL Financial LLC
July 2021 - Present · 5 yrs 3 mos
LPL Financial LLCBroker
July 2021 - Present · 5 yrs 3 mos
Previous Registrations
Waddell & Reed
May 2006 - July 2021 · 15 yrs 2 mos
Waddell & ReedBroker
May 2006 - July 2021 · 15 yrs 2 mos
State Registrations21 states
ARAZCAFLGAHIINKYLAMAMIMSNCOHPAPRSCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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