Nicholas Boetjer is a registered investment advisor, based in Arroyo Grande, CA, with 19 years of industry experience. Nicholas is also registered as a broker, so some compensation may come from commissions on products sold.
Location
113 Mason St, Arroyo Grande, CA, 93420
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Regulatory History (1)
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Customer Dispute
January 2010Settled
Employment History
Current Registrations
Arete Wealth Advisors, LLC
January 2021 - Present · 5 yrs 9 mos
Arete Wealth Management, LLCBroker
January 2021 - Present · 5 yrs 9 mos
Arete Wealth Management, LLC
January 2021 - Present · 5 yrs 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2011 - January 2021 · 10 yrs
Wells Fargo Clearing Services, LLC
January 2011 - January 2021 · 10 yrs
Wells Fargo Investments, LLCBroker
October 2010 - January 2011 · 3 mos
Wells Fargo Investments, LLC
October 2010 - January 2011 · 3 mos
Wells Fargo Investments, LLC
April 2006 - November 2009 · 3 yrs 7 mos
Wells Fargo Investments, LLCBroker
April 2006 - November 2009 · 3 yrs 7 mos
State Registrations5 states
CAFLGANDWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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