Troy Herman
Troy Herman is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Gering, NE, with 19 years of industry experience. Troy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1524 10th Street, Gering, NE, 69341
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Troy is president/secretary/treasurer/financial advisor at Herman Wealth Management, dedicating significantly more than full-time hours. He also serves on the City of Scottsbluff Board of Adjustment, sells insurance through Avantax Insurance Agency and fixed indexed annuities, and co-owns personal and commercial real estate with Carol Herman, spending minimal time on these activities.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Investment Services, INC.Broker
Avantax Advisory Services
1st Global Advisors INC
Contryman Wealth Advisors
1st Global Capital CORP.Broker
Herman Financial Advisors, INC.
State Registrations24 states
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