Robert Ashby is a registered investment advisor, based in Omaha, NE, with 15 years of industry experience.
Location
14600 Branch St., Omaha, NE, 68154
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
November 2025 - Present · 10 mos
Cwm, LLC
October 2025 - Present · 11 mos
Previous Registrations
LPL Financial LLCBroker
August 2023 - February 2025 · 1 yr 6 mos
Bancwest Investment Services, INC.Broker
October 2022 - August 2023 · 10 mos
Axos Invest LLCBroker
December 2019 - October 2022 · 2 yrs 10 mos
Axos Clearing LLCBroker
October 2014 - October 2022 · 8 yrs
TD Ameritrade, INC.
August 2008 - January 2011 · 2 yrs 5 mos
Amerivest Investment Management, LLC
August 2008 - January 2011 · 2 yrs 5 mos
TD Ameritrade, INC.Broker
June 2006 - January 2011 · 4 yrs 7 mos
State Registrations1 state
NE
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.