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JW
ChFC
JW
ChFC

James Wade

State Farm Investment Management CORP.
19 Years of Experience
Bowling Green, KY
BrokerSells Insurance
View SEC Summary
View SEC Summary

James Wade is a ChFC-designated registered investment advisor at State Farm Investment Management CORP., based in Bowling Green, KY, with 19 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 3,575 clients with $13B in assets under management.

State Farm Investment Management CORP.
Compensation
Fee-Only (% of Portfolio)
Firm Size
7097 advisors
Number of Clients
3,575 clients
Average Client Portfolio
$3.6M average
Assets Under Management
$12.9B

Fee Structure

Minimum Investment:$15K
Investment management only (planning not offered)
Minimum Annual Fee:$180
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K1.25%
$100K - $500K1.00%
$500K - $1.0M0.75%
$1M+0.50%

Customized fees may be negotiated for total account values of $10,000,000 or more. Certain fee reductions apply for employees and accounts funded from specific previously established brokerage accounts.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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View Full SEC Brochure

Location

1301 Us 31W Byp, Bowling Green, KY, 42101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

James owns James Wade's Insurance Agency, acting as an agent for State Farm and its affiliates, dedicating about half of his time to serving customers and supervising employees. He also owns investment or commercial property through James And John Properties, spending minimal time on this.

Employment History
Current Registrations
State Farm Investment Management CORP.
October 2022 - Present · 4 yrs
State Farm Vp Management CORP.Broker
June 2008 - Present · 18 yrs 4 mos
Previous Registrations
State Farm Vp Management CORP.Broker
April 2006 - June 2007 · 1 yr 2 mos
State Registrations2 states
KYTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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