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Michael Nordyke

19 Years of Experience
Cincinnati, OH
Broker

Michael Nordyke is a registered investment advisor at W&s Brokerage Services, INC., based in Cincinnati, OH, with 19 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 655 clients with $180M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
98 advisors
Number of Clients
655 clients
Average Client Portfolio
$268K average
Assets Under Management
$175.8M

Fee Structure

Minimum Investment:$250K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.40%
$500K - $750K1.30%
$750K+1.10%

Minimum quarterly fee applies: $500 for Total Return, Income Oriented, Socially Conscious and Tax Aware accounts; $250 for EnFocus™ accounts; $75 for Companion EnFocus™ accounts.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

400 Broadway, 4th Floor, Cincinnati, OH, 45202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael is a securities wholesaler for Western Southern Life. This activity is not investment-related.

Employment History
Current Registrations
W&s Brokerage Services, INC.
March 2019 - Present · 7 yrs 4 mos
W&s Brokerage Services, INC.Broker
October 2015 - Present · 10 yrs 9 mos
Previous Registrations
Mutual of America Life Insurance CompanyBroker
March 2008 - September 2015 · 7 yrs 6 mos
Mutual of America Securities LLCBroker
March 2008 - September 2015 · 7 yrs 6 mos
Aig Retirement Advisors, INC.
October 2006 - March 2008 · 1 yr 5 mos
Aig Retirement Advisors, INC.Broker
August 2006 - March 2008 · 1 yr 7 mos
State Registrations20 states
AZCAFLGAIAILINKSKYLAMIMONCNVOHSCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.