VM
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Vincent Martino

19 Years of Experience
Larchmont, NY
Broker

Vincent Martino is a registered investment advisor at LPL Financial LLC, based in Larchmont, NY, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1265 Boston Post Road, Larchmont, NY, 10538

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Vincent owns rental real estate in Norwalk, CT since 2016. He also operates under the DBA Webster Investments for his LPL business, dedicating a full-time effort to it.

Employment History
Current Registrations
LPL Financial LLC
September 2016 - Present · 9 yrs 8 mos
LPL Financial LLCBroker
September 2016 - Present · 9 yrs 8 mos
Previous Registrations
Financial Resources Group Investment Services, LLCBroker
October 2022 - October 2023 · 1 yr
Hsbc Securities (USA) INC.
June 2013 - September 2016 · 3 yrs 3 mos
Hsbc Securities (USA) INC.Broker
April 2008 - September 2016 · 8 yrs 5 mos
Citigroup Global Markets INC.Broker
May 2007 - October 2007 · 5 mos
Citicorp Investment ServicesBroker
April 2006 - May 2007 · 1 yr 1 mo
State Registrations10 states
CACTFLGAILNCNJNYRITX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.