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James Choi

U.S. Bancorp Advisors, LLC
17 Years of Experience
Alamo, CA
1 DisclosureBroker
View SEC Summary
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James Choi is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Alamo, CA, with 17 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning. Their firm serves 3,343 clients with $1.8B in assets under management.

U.S. Bancorp Advisors, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
1158 advisors
IM Fee
Planning only
Assets Under Management
$1.8B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
  • Financial planning services — Currently offered at no cost, providing personalized reports to assess financial goals and retirement readiness.
One-Time Plan:$0
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Location

3191 Danville Blvd, Alamo, CA, 94507

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History

Regulatory History (1)
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Employment Separation After Allegations
March 2018
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Employment History
Current Registrations
U.S. Bancorp Advisors, LLC
February 2026 - Present · 8 mos
U.S. Bancorp Advisors, LLCBroker
February 2026 - Present · 8 mos
Previous Registrations
U.S. Bancorp Investments, INC.
July 2018 - February 2026 · 7 yrs 7 mos
U.S. Bancorp Investments, INC.Broker
July 2018 - February 2026 · 7 yrs 7 mos
J.P. Morgan Securities LLCBroker
October 2012 - March 2018 · 5 yrs 5 mos
J.P. Morgan Securities LLC
October 2012 - March 2018 · 5 yrs 5 mos
Chase Investment Services CORP.
August 2010 - October 2012 · 2 yrs 2 mos
Chase Investment Services CORP.Broker
August 2010 - October 2012 · 2 yrs 2 mos
Wells Fargo Investments, LLC
September 2009 - August 2010 · 11 mos
Wells Fargo Investments, LLCBroker
September 2009 - August 2010 · 11 mos
Bancwest Investment Services, INC.
November 2008 - April 2009 · 5 mos
Bancwest Investment Services, INC.Broker
May 2008 - April 2009 · 11 mos
State Registrations8 states
CANVNYORTNTXWAWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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