Frank Sullivan is a registered investment advisor, based in Fort Worth, TX, with 18 years of industry experience.
Location
1 Firstcomm Plaza, Fort Worth, TX, 76109
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Frank acts as an independent administrator and executor of a family member's estate since June 2023. This activity requires minimal time and is not investment-related.
Employment History
Current Registrations
First Command Brokerage Services, INC.
August 2021 - Present · 4 yrs 9 mos
First Command Advisory Services
August 2021 - Present · 4 yrs 9 mos
First Command Brokerage Services, INC.Broker
August 2021 - Present · 4 yrs 9 mos
Previous Registrations
Frost Investment Services
May 2020 - July 2021 · 1 yr 2 mos
Frost Brokerage Services, INC.Broker
March 2020 - July 2021 · 1 yr 4 mos
First Command Financial Planning, INC.Broker
December 2014 - March 2020 · 5 yrs 3 mos
TD Ameritrade, INC.Broker
June 2006 - March 2014 · 7 yrs 9 mos
State Registrations52 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.