Aaron Harvey
Aaron Harvey is a registered investment advisor at Schwab Wealth Advisory, INC., based in Westlake, TX, with 20 years of industry experience. Aaron is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Schwab Wealth Advisory does not charge investment management fees directly; instead, program fees are handled through its affiliate sponsor, Charles Schwab & Co., and are detailed in separate program disclosure materials. The program generally requires a minimum investment of $500,000 to participate.
Location
3000 Schwab Way, Westlake, TX, 76262
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2017Other Business Activities
Aaron is the sole owner and president of 3 Up 3 Down LLC, a new small business created to buy and sell sports trading cards online. He spends about 10-20% of his time on this activity.
Employment History
Current Registrations
Schwab Wealth Advisory, INC.
Charles Schwab & CO., INC.Broker
Previous Registrations
Charles Schwab & CO., INC.
Investment Professionals, INC.Broker
Investment Professionals, INC.
Cambridge Investment Research Advisors, INC.
Cim Wealth Advisors, LLC
Cambridge Investment Research, INC.Broker
Edward Jones
Edward JonesBroker
Chase Investment Services CORP.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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