BM
BM
Bertha Munoz
19 Years of Experience
Beverly Hills, CA
1 DisclosureBroker
Bertha Munoz is a registered investment advisor at Morgan Stanley, based in Beverly Hills, CA, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
9665 Wilshire Boulevard, Suite 600, Beverly Hills, CA, 90212
Get directionsHistory
Regulatory History (1)
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Criminal
December 2000Final Disposition
Other Business Activities
Bertha is a notary public in North Hollywood, CA. She notarizes documents for Morgan Stanley clients during business hours and for the public outside of business hours, dedicating minimal time to this activity.
Employment History
Current Registrations
Morgan Stanley
February 2010 - Present · 16 yrs 7 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 3 mos
Previous Registrations
Citigroup Global Markets INC.Broker
February 2009 - June 2009 · 4 mos
National Planning CorporationBroker
December 2006 - January 2009 · 2 yrs 1 mo
Aig Financial Advisors, INC.Broker
April 2006 - September 2006 · 5 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.