Nicole Clark
Nicole Clark is a registered investment advisor at Transamerica Financial Advisors, LLC, based in Emmetsburg, IA, with 15 years of industry experience. Nicole is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 42,735 clients with $2.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.75% |
Maximum total annual program fees are up to 2.75% for TFA365 and third-party manager programs, and up to 2.0% for Transamerica ONE. Fees vary based on the specific program, model portfolios selected, and negotiations with your investment advisor representative.
Fee Estimator
Location
Emmetsburg, IA
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Regulatory History (1)
Financial
May 2026Other Business Activities
As an employee of Transamerica Financial Advisors, Nicole may perform home office functions for other business units.
Employment History
Current Registrations
Transamerica Financial Advisors, LLC
Transamerica Financial Advisors, LLC
Transamerica Financial Advisors, LLCBroker
Previous Registrations
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
Truist Advisory Services, INC.
Suntrust Investment Services, INC.
Truist Investment Services, INC.Broker
LPL Financial LLCBroker
Merrimac Corporate Securities, INC.Broker
World Equity Group, INC.Broker
Wachovia Securities, LLCBroker
A. G. Edwards & Sons, INC.Broker
J.W. Cole Financial, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.