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Emanuel Delgado

16 Years of Experience
La Palma, CA
Broker

Emanuel Delgado is a registered investment advisor at RBC Securities, INC., based in La Palma, CA, with 16 years of industry experience. Emanuel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,451 clients with $1.5B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
121 advisors
Number of Clients
1,451 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$1.5B

Fee Structure

Minimum Investment:$50K
Planning is included in investment management
Minimum Annual Fee:$500

RBC Securities offers a wrap fee program where you pay a single bundled fee that covers portfolio management, transaction costs, and custodial services. The fee is based on the market value of your account.

For Moderate Growth & Income, Growth & Income, Capital Growth, and Aggressive Capital Growth strategies:

  • 1.25% annually on the first $1,000,000
  • 1.00% annually on assets over $1,000,000

For Diversified Fixed Income and Conservative Growth & Income strategies:

  • 0.80% annually on the first $1,000,000
  • 0.65% annually on assets over $1,000,000

There is a $500 minimum annual fee. These fees are negotiable in certain circumstances.

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Location

1 Centerpointe Drive, La Palma, CA, 90623

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
RBC Securities, INC.
August 2016 - Present · 9 yrs 9 mos
RBC Securities, INC
May 2013 - Present · 13 yrs
RBC Securities, INCBroker
May 2013 - Present · 13 yrs
Previous Registrations
Mb TradingBroker
June 2009 - May 2013 · 3 yrs 11 mos
State Registrations51 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Emanuel Delgado - Financial Advisor | TrueAdvisor