CT
CT

Christopher Thompson

19 Years of Experience
Cromwell, CT
BrokerSells Insurance

Christopher Thompson is a registered investment advisor at Cetera Investment Advisers LLC, based in Cromwell, CT, with 19 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

154 West Street Suite A, Cromwell, CT, 06416

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Christopher is an independent insurance agent selling disability, fixed annuities, life, accident, and health insurance, dedicating a significant amount of time each week. He is also the President/Owner/Managing Director of Reliance Wealth Management, a DBA for financial services and insurance, and a finance committee member for CMAK Sandy Hook Memorial Foundation.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLC
September 2013 - Present · 12 yrs 8 mos
Cetera Wealth Services, LLCBroker
September 2013 - Present · 12 yrs 8 mos
Previous Registrations
Cetera Advisor Networks LLC
September 2013 - June 2023 · 9 yrs 9 mos
Tower Square Securities, INC.
March 2008 - September 2013 · 5 yrs 6 mos
Tower Square Securities, INC.Broker
December 2007 - September 2013 · 5 yrs 9 mos
Metlife Securities INC.Broker
May 2007 - December 2007 · 7 mos
Tower Square Securities, INC.Broker
June 2006 - May 2007 · 11 mos
State Registrations25 states
ALAZCACTDCFLILINMAMDMINCNHNJNYOHOKPARISCTNTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Thompson - Financial Advisor | TrueAdvisor