James Holloway
James Holloway is a registered investment advisor at Raymond James & Associates, INC., based in Birmingham, AL, with 18 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
2900 Highway 280 S, Suite 100, Birmingham, AL, 35223
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Previous Registrations
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
Chicago Analytic Trading Company, LLCBroker
Brean Capital, LLCBroker
Stifel, Nicolaus & Company, IncorporatedBroker
Sterne, Agee & Leach, INC.Broker
State Registrations7 states
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