Dale Mingledorff is a CFP-designated registered investment advisor at Capital Analysts, based in Waxhaw, NC, with 19 years of industry experience. Dale operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 17,698 clients with $8.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Capital Analysts offers investment management through various programs. The fees you pay will depend on the specific program you choose, the custodian holding your assets, your advisor's fee, and whether you select a wrap fee or non-wrap fee program.
Your advisor's fee is negotiable, up to a maximum of 1.25% of the assets they manage or advise. The specific fee and billing details will be outlined in your investment advisory agreement.
Location
Waxhaw, NC
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
May 2022Other Business Activities
Dale is the registered agent for his wife's writing business, Mamadorff Writes, LLC, and owns EQV Wealth Management, LLC, which he uses for his Lincoln Investment securities business. He also serves as an instructor and Lieutenant Colonel in the US Army Reserve, dedicating about a quarter of his time to this role.
Employment History
Current Registrations
Lincoln Investment
Capital Analysts
Lincoln InvestmentBroker
Previous Registrations
Horace Mann Investors, INC.
Horace Mann Investors, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.