Steve Spelde is a registered investment advisor, based in Indianapolis, IN, with 19 years of industry experience.
Location
10194 Crosspoint Boulevard, Suite # 100, Indianapolis, IN, 46256
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Steve is the owner of Steve Spelde Financial LLC, presumably for tax reporting purposes. This activity is not investment-related.
Employment History
Current Registrations
Cetera Investment Services LLC
June 2019 - Present · 6 yrs 11 mos
Cetera Investment Services LLCBroker
June 2019 - Present · 6 yrs 11 mos
Cetera Investment Advisers LLC
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
Foresters Advisory Services, LLC
December 2014 - June 2019 · 4 yrs 6 mos
Foresters Financial Services, INC.Broker
May 2006 - June 2019 · 13 yrs 1 mo
State Registrations13 states
AZCAFLINKYMONHNYOHOKSCTNVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.