Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax PlanningFinancial Planning & CoachingInsurance PlanningBusiness OwnersHigh Net Worth
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
11 advisors
Number of Clients
752 clients
Average Client Portfolio
$971K average
Assets Under Management
$730.0M
Fee Structure
Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.95% |
| $250K - $500K | 1.85% |
| $500K - $1.0M | 1.75% |
| $1.0M - $2.0M | 1.65% |
| $2M+ | 1.55% |
Fees are generally negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
10000 North Central Expressway, Suite 700, Dallas, TX, 75231
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2014Settled
Employment History
Current Registrations
Apeiron
December 2021 - Present · 4 yrs 3 mos
Previous Registrations
Cascadia Advisory Services, LLC
June 2018 - December 2021 · 3 yrs 6 mos
Cetera Advisors LLCBroker
February 2012 - December 2021 · 9 yrs 10 mos
Cetera Advisors LLC
February 2012 - July 2019 · 7 yrs 5 mos
Pacific West Financial Consultants INC
July 2008 - February 2012 · 3 yrs 7 mos
Pacific West Securities, INC.Broker
May 2006 - February 2012 · 5 yrs 9 mos
Sigma Financial CorporationBroker
April 2006 - May 2006 · 1 mo
State Registrations1 state
CA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.