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Racquel Smith

13 Years of Experience
Tampa, FL
Broker

Racquel Smith is a registered investment advisor at Morgan Stanley, based in Tampa, FL, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

4050 West Boy Scout Boulevard, Tampa, FL, 33607

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Racquel is a sole proprietor/owner/partner at The Purposed Professional LLC, offering career consulting and resume writing services since 2015. She also serves as a contractor/arbitrator on a FINRA arbitration panel since 2018.

Employment History
Current Registrations
Morgan Stanley
January 2021 - Present · 5 yrs 4 mos
Morgan StanleyBroker
August 2020 - Present · 5 yrs 9 mos
Previous Registrations
T. Rowe Price Advisory Services, INC.
April 2007 - June 2014 · 7 yrs 2 mos
T. Rowe Price Investment Services, INC.Broker
August 2006 - June 2014 · 7 yrs 10 mos
State Registrations2 states
FLGA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.