Benjamin Parker is a registered investment advisor, based in Covington, LA, with 19 years of industry experience.
Location
200 Covington Center, Covington, LA, 70435
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Benjamin assists his spouse in reselling various products, dedicating minimal time to this activity. He is also the successor co-trustee of a living trust and the executor of a will.
Employment History
Current Registrations
Cetera Investment Services LLCBroker
August 2022 - Present · 3 yrs 11 mos
Cetera Investment Advisers LLC
August 2022 - Present · 3 yrs 11 mos
Previous Registrations
Hancock Whitney Investment Services INC.Broker
September 2016 - August 2022 · 5 yrs 11 mos
Hancock Whitney Investment Services INC.
September 2016 - August 2022 · 5 yrs 11 mos
LPL Financial LLC
March 2016 - September 2016 · 6 mos
LPL Financial LLCBroker
March 2016 - September 2016 · 6 mos
Capital One Advisors, LLC
January 2015 - March 2016 · 1 yr 2 mos
Capital One Investing, LLCBroker
January 2015 - March 2016 · 1 yr 2 mos
Capital One Financial Advisors LLC
April 2012 - January 2015 · 2 yrs 9 mos
Capital One Investment Services LLCBroker
May 2008 - January 2015 · 6 yrs 8 mos
Capital One Investments, LLCBroker
May 2006 - May 2008 · 2 yrs
State Registrations7 states
ALFLLAMSNYTXWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.