Sandra Gutierrez is a registered investment advisor, based in Miami, FL, with 13 years of industry experience.
Location
Citi Private Bank, 201 S. Biscayne Blvd, FL 31 Ste 3100 & FL 33 Ste 3, Miami, FL, 33131
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Citi Private Alternatives, LLCBroker
March 2017 - Present · 9 yrs 2 mos
Citi Private Alternatives, LLC
March 2017 - Present · 9 yrs 2 mos
Citigroup Global Markets INC.
February 2016 - Present · 10 yrs 3 mos
Citigroup Global Markets INC.Broker
February 2016 - Present · 10 yrs 3 mos
Citigroup Global Markets INC.
February 2016 - Present · 10 yrs 3 mos
Previous Registrations
Credit Suisse Securities (USA) LLC
February 2014 - February 2016 · 2 yrs
Credit Suisse Securities (USA) LLCBroker
September 2013 - February 2016 · 2 yrs 5 mos
Hapoalim Securities USA, INC.Broker
February 2013 - August 2013 · 6 mos
State Registrations10 states
CACODEFLMAMDNJNYSDTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.