Kuumba Smith is a registered investment advisor at Cetera Investment Advisers LLC, based in Allen, TX, with 19 years of industry experience. Kuumba operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Allen, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Kuumba is the founder/manager of Smittox Brewing Co., LLC, a beer production and brand merchandising company. Currently, the LLC is not active, and Kuumba spends about 10-20% of their time on this venture.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLC
Cetera Financial Specialists LLC
Cetera Wealth Services, LLC
Cetera Investment Services LLC
Cetera Advisors LLCBroker
Cetera Financial Specialists LLCBroker
Cetera Investment Services LLCBroker
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
1st Global Advisors INC
1st Global Capital CORP.Broker
H.D. Vest Investment ServicesBroker
TD Ameritrade, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.