John Cooper is a registered investment advisor, based in New York, NY, with 19 years of industry experience.
Location
1 New York Plaza, Wm Ops, New York, NY, 10004
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley & CO. LLCBroker
June 2023 - Present · 2 yrs 11 mos
Morgan Stanley & CO. LLC
June 2023 - Present · 2 yrs 11 mos
Morgan Stanley
August 2022 - Present · 3 yrs 9 mos
Morgan StanleyBroker
August 2022 - Present · 3 yrs 9 mos
Morgan Stanley
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2007 - July 2022 · 15 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2007 - July 2022 · 15 yrs
Ameriprise Financial Services, INC.
September 2006 - April 2007 · 7 mos
Ameriprise Financial Services, INC.Broker
July 2006 - April 2007 · 9 mos
State Registrations4 states
MDNYPAUT
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.