HJ
HJ
Harsh Jayaswal is a registered investment advisor at Morgan Stanley, based in Duluth, GA, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2160 Satellite Blvd, Suite 150, Duluth, GA, 30097
Get directionsHistory
Regulatory History (4)
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Customer Dispute
March 2021Denied
Customer Dispute
September 2012Closed-No Action
Customer Dispute
November 2010Settled
Customer Dispute
October 2008Denied
Other Business Activities
Harsh is the sole proprietor and owner of Jayaswal Properties LLC, a rental property in Alpharetta, Georgia, since November 2021. He dedicates minimal time to property management outside of business hours.
Employment History
Current Registrations
Morgan Stanley
September 2019 - Present · 6 yrs 8 mos
Morgan StanleyBroker
September 2019 - Present · 6 yrs 8 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2013 - September 2019 · 6 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2013 - September 2019 · 6 yrs 7 mos
Nsm Securities, INC.Broker
March 2007 - December 2012 · 5 yrs 9 mos
Aura Financial Services, INC.Broker
July 2006 - April 2007 · 9 mos
State Registrations41 states
AKALARAZCACOCTDEFLGAHIIAILINKSKYLAMAMDMEMIMNMOMSMTNCNJNMNVNYOHOKORPASCTNTXUTVAVirgin IslandsWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.