Brooks Wallington is a registered investment advisor at LPL Financial LLC, based in St. Petersburg, FL, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2553 1st Ave N, St. Petersburg, FL, 33713
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Brooks operates under the DBAs Hughes & Wallington Investment Management and Hughes & Wallington Financial Group LLC for his LPL business and accounting purposes, dedicating minimal time to the latter. He also provides investment advisory services through PSI Advisors LLC, spending nearly full-time hours on this activity, and spends a few hours per week as a Registered Representative with LPL Financial.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Psi Advisors, LLC
Psi Advisors, LLC
Principal Securities, INC.
Principal Securities, INC.Broker
Metlife Securities INC.
Metlife Securities INC.Broker
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Synovus Securities, INC.
Synovus Securities, INC.Broker
Fifth Third Securities, INC.
Fifth Third Securities, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.