Charles Tai
Charles Tai is a registered investment advisor at T. Rowe Price Associates, INC., based in Colorado Springs, CO, with 10 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 5,921 clients with $1900B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
2220 Briargate Parkway, Colorado Springs, CO, 80920
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Charles officiates basketball and umpires baseball games for Rocky Mountain Sports Officials and Gold Crown Sports. These activities are not investment-related and take a few hours per week.
Employment History
Current Registrations
T. Rowe Price Associates, INC.
T. Rowe Price Investment Services, INC.
T. Rowe Price Investment Services, INC.Broker
Previous Registrations
Transamerica Capital, INC.Broker
Gwfs Equities, INC.Broker
VALIC Financial Advisors, INC.Broker
Transamerica Investors Securities CorporationBroker
Gwfs Equities, INC.Broker
Transamerica Capital, INC.Broker
State Registrations53 states
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