KB
KB

Keith Balla

12 Years of Experience
Cranford, NJ
Broker

Keith Balla is a registered investment advisor, based in Cranford, NJ, with 12 years of industry experience.

Location

20 Commerce Drive, Suite 301, Cranford, NJ, 07016

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Keith is a board member of the NJ State Board of Accountancy, IRA owner of commercial rental real estate, president of a construction company, mayor of Watchung, and trustee for a family trust. These activities take up a significant amount of Keith's time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 10 mos
Cetera Wealth Services, LLCBroker
September 2025 - Present · 10 mos
Previous Registrations
Avantax Advisory Services
October 2019 - September 2025 · 5 yrs 11 mos
Avantax Investment Services, INC.Broker
October 2019 - September 2025 · 5 yrs 11 mos
1st Global Advisors INC
May 2014 - October 2019 · 5 yrs 5 mos
1st Global Capital CORP.Broker
January 2014 - October 2019 · 5 yrs 9 mos
State Registrations1 state
NJ
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Keith Balla - Financial Advisor | TrueAdvisor