Chad Harmon
Chad Harmon is a registered investment advisor at Geneos Wealth Management, INC., based in Lone Tree, CO, with 20 years of industry experience. Chad is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 6 more. Their firm serves 21,668 clients with $9.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Annual management fees are negotiated between you and your representative, ranging from 0.00% to 2.50%. The firm specifies a minimum account fee floor of 0.50%.
Fee Estimator
Location
9605 Kingston Court, Suite 190, Lone Tree, CO, 80112
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Chad works as an IAR under A&I Financial Services LLC and A&I Wealth Management, and is an independent representative with various insurance carriers for fixed products. He also owns Harmon LLC and timeshare rental property, and is a member of Pufferfish LLC and 9605 Kingston Court LLC.
Employment History
Current Registrations
Geneos Wealth Management, INC.
A & I Wealth Management
Geneos Wealth Management, INC.Broker
Previous Registrations
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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