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Chad Michael Harmon

19 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
238 advisors
Number of Clients
14,112 clients
Average Client Portfolio
$397K average
Assets Under Management
$5.6B

Fee Structure

Minimum Investment:$5K
Financial Planning:Investment management only
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Location

9605 Kingston Court, Suite 190, Lone Tree, CO, 80112

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Chad works as an IAR under A&I Financial Services LLC and A&I Wealth Management, and is an independent representative with various insurance carriers for fixed products. He also owns Harmon LLC and timeshare rental property, and is a member of Pufferfish LLC and 9605 Kingston Court LLC.

Employment History
Current Registrations
Geneos Wealth Management, INC.
November 2015 - Present · 10 yrs 3 mos
A & I Wealth Management
April 2010 - Present · 15 yrs 10 mos
Geneos Wealth Management, INC.Broker
March 2010 - Present · 15 yrs 11 mos
Previous Registrations
AXA Advisors, LLC
December 2006 - April 2010 · 3 yrs 4 mos
AXA Advisors, LLCBroker
July 2006 - April 2010 · 3 yrs 9 mos
State Registrations6 states
CACOMEORTXVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.