Kevin Ziets is a CFA-designated registered investment advisor, based in Wheaton, IL, with 19 years of industry experience.
Location
120 E. Liberty Drive, Suite 400, Wheaton, IL, 60187
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
First Trust Portfolios L.P.Broker
April 2025 - Present · 1 yr 1 mo
First Trust Advisors LP
April 2025 - Present · 1 yr 1 mo
Previous Registrations
Muzinich Capital LLCBroker
September 2017 - May 2025 · 7 yrs 8 mos
Citigroup Global Markets INC.Broker
November 2013 - July 2017 · 3 yrs 8 mos
Lazard Capital Markets LLCBroker
July 2013 - November 2013 · 4 mos
C & Co/princeridge LLCBroker
January 2010 - July 2013 · 3 yrs 6 mos
Pali Capital, INC.Broker
September 2008 - January 2010 · 1 yr 4 mos
Goldman, Sachs & CO.Broker
July 2006 - September 2008 · 2 yrs 2 mos
State Registrations1 state
IL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.