KP
KP

Kristin Prentice

15 Years of Experience
Atlanta, GA
Broker

Kristin Prentice is a registered investment advisor, based in Atlanta, GA, with 15 years of industry experience.

Location

2300 Windy Ridge Parkway, Suite 150-S, Atlanta, GA, 30339

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Kristin is a board member of Promising Pages, a non-profit organization, dedicating minimal time. She also manages financials, designs, testing, business development, customer service, marketing, and operations for SCARF & BLAZER, LLC, an apparel company.

Employment History
Current Registrations
Cetera Investment Services LLCBroker
November 2019 - Present · 6 yrs 6 mos
Cetera Investment Advisers LLC
November 2019 - Present · 6 yrs 6 mos
Previous Registrations
Raymond James Financial Services, INC.Broker
December 2018 - November 2019 · 11 mos
Raymond James Financial Services Advisors, INC
December 2018 - November 2019 · 11 mos
Park Avenue Securities LLCBroker
February 2017 - August 2018 · 1 yr 6 mos
Park Avenue Securities LLC
February 2017 - August 2018 · 1 yr 6 mos
Wells Fargo Clearing Services, LLC
May 2011 - January 2017 · 5 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
May 2010 - January 2017 · 6 yrs 8 mos
State Registrations7 states
COCTGANCNJNYSC
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.