Joshua Smith is a CFA-designated registered investment advisor at Capital Wealth Planning, LLC, based in Naples, FL, with 16 years of industry experience. Joshua operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 12,580 clients with $17B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.75% |
Fees are negotiable and will not exceed 1.75% of the market value of the client's portfolio. Wrap fee programs may charge additional fees up to a combined maximum of 3.0%.
Fee Estimator
Location
1016 Collier Center Way, Suite 101, Naples, FL, 34110
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Joshua works as a trader for CapitalRock Financial, LLC, a SEC-registered investment advisor. This activity involves trading securities and takes nearly full-time hours.
Employment History
Current Registrations
Capital Wealth Planning, LLC
Previous Registrations
Naples Wealth Planning
Naples Wealth Planning
First Financial Capital Advisors LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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