Joshua Lee Smith

CFA

Capital Wealth Planning, LLC

15 Years of Experience

View SEC Summary

Areas of Practice

Investment Management

Capital Wealth Planning, LLC

Compensation

Fee-Only (AUM)

Firm Size

9 advisors

Number of Clients

11,690 clients

Average Client Portfolio

$977K average

Assets Under Management

$11.4B

Fee Structure

Minimum Investment:$100K

Financial Planning:Investment management only

Location

1016 Collier Center Way, Suite 101, Naples, FL, 34110

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Joshua works as a trader for CapitalRock Financial, LLC, a SEC-registered investment advisor. This activity involves trading securities and takes nearly full-time hours.

Employment History

Current Registrations

Capital Wealth Planning, LLC

April 2011 - Present · 14 yrs 10 mos

Previous Registrations

Naples Wealth Planning

January 2017 - August 2019 · 2 yrs 7 mos

Naples Wealth Planning

January 2017 - December 2017 · 11 mos

First Financial Capital Advisors LLC

October 2009 - October 2010 · 1 yr

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.