PY
PY

Paul Yu

18 Years of Experience
Mercer Island, WA
Broker

Paul Yu is a registered investment advisor at Wells Fargo Advisors, based in Mercer Island, WA, with 18 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

7900 SE 28th St, Ste 300, Mercer Island, WA, 98040

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
June 2017 - Present · 9 yrs 1 mo
Wells Fargo Advisors
June 2017 - Present · 9 yrs 1 mo
Previous Registrations
Keybanc Capital Markets INC.Broker
March 2016 - May 2017 · 1 yr 2 mos
Wells Fargo Advisors Financial Network, LLCBroker
March 2013 - March 2016 · 3 yrs
Wells Fargo Advisors Financial Network, LLC
March 2013 - March 2016 · 3 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2007 - April 2013 · 5 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2007 - April 2013 · 5 yrs 6 mos
State Registrations30 states
AKAZCACOCTFLGAHIIDILKSMAMDMEMIMOMTNJNVNYOHOKORPATNTXVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.