James Moyes is a CFP-designated registered investment advisor, based in Lehi, UT, with 19 years of industry experience.
Location
149 N 1200 E Ste D, Lehi, UT, 84043
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James has 50% ownership in Redstone Holdings LLC, a commercial property ownership company, dedicating about 10-20% of his time to it. He also provides life insurance sales and consulting, spending a few hours per week on this investment-related activity.
Employment History
Current Registrations
World Investments, LLCBroker
World Investment Advisors, LLC
Previous Registrations
Pensionmark Securities, LLCBroker
Capfinancial Securities, LLC.Broker
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations2 states
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