KN
KN

Kenneth Ndungu

11 Years of Experience
Boston, MA
Broker

Kenneth Ndungu is a registered investment advisor at Morgan Stanley, based in Boston, MA, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

28 State Street 26th Floor, Boston, MA, 02110

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kenneth is on the Finance Committee for The Greater Newburyport/Bura Alliance, a non-profit charitable organization, since January 2023. He spends minimal time on accounting/bookkeeping duties after business hours.

Employment History
Current Registrations
Morgan Stanley
December 2021 - Present · 4 yrs 5 mos
Morgan StanleyBroker
November 2021 - Present · 4 yrs 6 mos
Previous Registrations
Charles Schwab & CO., INC.Broker
June 2021 - December 2021 · 6 mos
Wells Fargo Clearing Services, LLCBroker
August 2017 - January 2020 · 2 yrs 5 mos
Cetera Advisors LLCBroker
September 2016 - December 2016 · 3 mos
Investors Capital Advisory
September 2015 - October 2016 · 1 yr 1 mo
Investors Capital CORP.Broker
October 2012 - December 2016 · 4 yrs 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Kenneth Ndungu - Financial Advisor | TrueAdvisor