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Marc Deangelo

B. Riley Wealth Advisors, INC.
20 Years of Experience
Guilford, CT
1 DisclosureBrokerSells Insurance
View SEC Summary
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Marc Deangelo is a registered investment advisor at B. Riley Wealth Advisors, INC., based in Guilford, CT, with 20 years of industry experience. Marc is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 10,573 clients with $4.2B in assets under management.

B. Riley Wealth Advisors, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
167 advisors
Number of Clients
10,573 clients
Average Client Portfolio
$398K average
Assets Under Management
$4.2B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.75%
$250K - $1.0M2.50%
$1M+2.00%

Maximum annual fee rates shown. Rates vary depending on whether transaction fees are bundled (wrap) or paid separately (non-wrap). Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Guilford, CT

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2015
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Marc is an agent for B. Riley Wealth Insurance Corporation, selling life and health insurance, dedicating about a quarter of his time to this activity. He also uses Marc-DeAngelo.com as a marketing name for his financial securities business through B. Riley Wealth Management, spending nearly full-time hours on this.

Employment History
Current Registrations
B. Riley Wealth Advisors, INC.
February 2024 - Present · 2 yrs 8 mos
B. Riley Wealth Management
July 2022 - Present · 4 yrs 3 mos
B. Riley Wealth ManagementBroker
July 2022 - Present · 4 yrs 3 mos
Previous Registrations
National Securities CorporationBroker
June 2016 - July 2022 · 6 yrs 1 mo
Investors Capital CORP.Broker
December 2008 - July 2016 · 7 yrs 7 mos
Eastbrook Capital Group LLCBroker
May 2006 - December 2008 · 2 yrs 7 mos
State Registrations47 states
AKALARAZCACOCTDCDEFLGAIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNENHNJNMNVNYOHOKORPARISCTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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