Jami Rhoads is a registered investment advisor at Morgan Stanley, based in San Jose, CA, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
225 West Santa Clara Street, Suite 900, San Jose, CA, 95113
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
June 2017 - Present · 8 yrs 11 mos
Morgan StanleyBroker
May 2011 - Present · 15 yrs
Previous Registrations
Ameriprise Financial Services, INC.Broker
September 2010 - January 2011 · 4 mos
NFP Securities, INC.Broker
July 2009 - May 2010 · 10 mos
TD Ameritrade, INC.Broker
August 2007 - November 2007 · 3 mos
TD Ameritrade, INC.Broker
August 2006 - April 2007 · 8 mos
State Registrations33 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.