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Ronald Schroeter

19 Years of Experience
Charlotte, NC
1 DisclosureBroker

Ronald Schroeter is a registered investment advisor at Wells Fargo Advisors, based in Charlotte, NC, with 19 years of industry experience. Ronald is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

15801 Brixham Hill Ave, Ste 100, Charlotte, NC, 28277

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History

Regulatory History (1)
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Employment Separation After Allegations
September 2009
Other Business Activities

Ronald is involved with Garland Construction, a home construction business, dedicating minimal time. He also owns Schroeter Properties LLC, which holds rental property, and he spends minimal time on this.

Employment History
Current Registrations
Wells Fargo Advisors
January 2010 - Present · 16 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
January 2010 - Present · 16 yrs 9 mos
Previous Registrations
Bb&t Investment Services, INC.
August 2007 - October 2009 · 2 yrs 2 mos
Bb&t Investment Services, INC.Broker
August 2007 - October 2009 · 2 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2007 - July 2007 · 4 mos
Merrill Lynch Pierce Fenner & Smith INC.
March 2007 - July 2007 · 4 mos
Morgan Stanley
July 2006 - February 2007 · 7 mos
Morgan Stanley Dw INC.Broker
June 2006 - February 2007 · 8 mos
State Registrations39 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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