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Norman Janis

Eagle Strategies LLC
20 Years of Experience
Deerfield, IL
3 DisclosuresBrokerSells Insurance
View SEC Summary
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Norman Janis is a registered investment advisor at Eagle Strategies LLC, based in Deerfield, IL, with 20 years of industry experience. Norman is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 133,900 clients with $32B in assets under management.

Eagle Strategies LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2490 advisors
Number of Clients
133,900 clients
Average Client Portfolio
$239K average
Assets Under Management
$32.0B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)

Eagle Strategies offers investment management through several programs where fees vary depending on the specific platform and services selected:

  • Retirement Plan Consulting Program — annual fees generally range up to 0.80% of plan assets or up to $100,000 for flat dollar amounts.
  • ERISA Investment Manager Program — annual fees generally range from 0.05% to 0.80% of plan assets or up to $100,000 for flat dollar amounts.
  • Co-Advisory Program — Eagle Strategies charges fees ranging from 0% to 1.25% of assets under management, which are paid in addition to the co-adviser's fees.
  • New York Life Premier Advisory Variable Annuity — advisory fees range from 0% to 1% of the policy's accumulation value per year.
View Full SEC Brochure

Location

1650 Lake Cook Road, Suite 500, Deerfield, IL, 60015

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History

Regulatory History (3)
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Customer Dispute
August 2024
Denied
Judgment / Lien
September 2023
Customer Dispute
January 2009
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Norman works as an insurance broker, appointed with various carriers to broker non-NYL insurance products, dedicating about 10-20% of his time to this activity. He also coaches youth ice hockey, spending about 10-20% of his time on this non-investment related role.

Employment History
Current Registrations
Eagle Strategies LLC
February 2014 - Present · 12 yrs 9 mos
Nylife Securities LLCBroker
January 2014 - Present · 12 yrs 10 mos
Previous Registrations
AXA Advisors, LLC
July 2006 - December 2013 · 7 yrs 5 mos
AXA Advisors, LLCBroker
June 2006 - December 2013 · 7 yrs 6 mos
State Registrations4 states
CAFLILTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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