Maxwell Razzore is a registered investment advisor, based in El Segundo, CA, with 19 years of industry experience.
Location
2301 Rosecrans Ave #5100, El Segundo, CA, 90245
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Financial Specialists LLCBroker
August 2024 - Present · 1 yr 9 mos
Cetera Financial Specialists LLC
August 2024 - Present · 1 yr 9 mos
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Advisors LLC
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Services LLCBroker
March 2021 - Present · 5 yrs 2 mos
Cetera Wealth Services, LLC
March 2021 - Present · 5 yrs 2 mos
Cetera Investment Services LLC
March 2021 - Present · 5 yrs 2 mos
Cetera Wealth Services, LLCBroker
March 2021 - Present · 5 yrs 2 mos
Previous Registrations
Cetera Advisor Networks LLC
March 2021 - June 2023 · 2 yrs 3 mos
First Allied Securities, INC.Broker
March 2021 - September 2022 · 1 yr 6 mos
LPL Financial LLC
March 2008 - February 2021 · 12 yrs 11 mos
LPL Financial LLCBroker
March 2008 - February 2021 · 12 yrs 11 mos
Morgan Stanley & CO., Incorporated
April 2007 - August 2007 · 4 mos
Morgan Stanley & CO., IncorporatedBroker
April 2007 - August 2007 · 4 mos
Morgan Stanley
July 2006 - April 2007 · 9 mos
Morgan Stanley Dw INC.Broker
July 2006 - April 2007 · 9 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.