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Maria Winters

12 Years of Experience
Phillipsburg, NJ
Broker

Maria Winters is a registered investment advisor at Cetera Investment Advisers LLC, based in Phillipsburg, NJ, with 12 years of industry experience. Maria operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

Phillipsburg, NJ

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Maria is an associate at EM Winters Financial Services, providing investment services since 2005, dedicating full-time hours during trading hours. Maria also works as a notary public, spending minimal time on this non-investment related activity.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 6 mos
Cetera Advisors LLCBroker
January 2014 - Present · 12 yrs 8 mos
Previous Registrations
Cetera Advisors LLC
March 2016 - March 2024 · 8 yrs
State Registrations1 state
NJ
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.