FL
FL
Francisco Lopez
17 Years of Experience
Ventura, CA
1 DisclosureBroker
Francisco Lopez is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Ventura, CA, with 17 years of industry experience. Francisco operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1140 advisors
IM Fee
Planning only
Assets Under Management
$1.5B
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
576 S Mills Rd, Ventura, CA, 93003
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Regulatory History (1)
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Judgment / Lien
April 2025Employment History
Current Registrations
U.S. Bancorp Advisors, LLC
May 2016 - Present · 10 yrs
U.S. Bancorp Advisors, LLCBroker
May 2016 - Present · 10 yrs
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2014 - April 2016 · 1 yr 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2014 - April 2016 · 1 yr 6 mos
Sagepoint Financial, INC.
November 2012 - April 2013 · 5 mos
Sagepoint Financial, INC.Broker
November 2012 - April 2013 · 5 mos
Chase Investment Services CORP.Broker
January 2012 - July 2012 · 6 mos
Chase Investment Services CORP.
January 2012 - July 2012 · 6 mos
VALIC Financial Advisors, INC.
August 2011 - November 2011 · 3 mos
VALIC Financial Advisors, INC.Broker
July 2011 - November 2011 · 4 mos
Wells Fargo Advisors, LLC
January 2011 - February 2011 · 1 mo
Wells Fargo Advisors, LLCBroker
January 2011 - February 2011 · 1 mo
Wells Fargo Investments, LLC
June 2006 - January 2011 · 4 yrs 7 mos
Wells Fargo Investments, LLCBroker
June 2006 - January 2011 · 4 yrs 7 mos
State Registrations9 states
AZCACOILMONMNYTXWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.