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Kimberly Kettler

17 Years of Experience
Frontenac, MO
Broker

Kimberly Kettler is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Frontenac, MO, with 17 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3365 advisors
Number of Clients
222,322 clients
Average Client Portfolio
$770K average
Assets Under Management
$171.2B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.

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Location

2021 S. Lindbergh Blvd., 3rd FLOOR, Frontenac, MO, 63131

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
December 2009 - Present · 16 yrs 5 mos
Stifel, Nicolaus & Company, IncorporatedBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Wells Fargo Advisors, LLCBroker
November 2008 - June 2009 · 7 mos
State Registrations50 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.